Compliance Reports

Publication of Indexed Files - Senate Continuing Order No. 6

Files Created Between 1 July 2009 - 31 December 2009

TP2009/036 MARKETS REGULATION – POLICY – EQUITY DERIVATIVES – SUBMISSIONS TO TREASURY
TP2009/048 MARKETS REGULATION – POLICY – REVIEW OF REMEDIES GENERAL 2008
TP2009/049 MARKETS REGULATION – POLICY – REVIEW OF COLLATERAL BENEFITS 2008
TP2009/050 MARKETS REGULATION – POLICY – REVIEW OF RIGHTS ISSUE 2007
TP2009/051 MARKETS REGULATION – POLICY – REVIEW OF MATTER PROCEDURES 2007
TP2009/052 MARKETS REGULATION – POLICY – REVIEW OF UNACCEPTABLE CIRCUMSTANCES 2008
TP2009/053 MARKETS REGULATION – POLICY – REVIEW OF REVIEWING DECISIONS 2008
TP2009/054 MARKETS REGULATION – POLICY – REVIEW OF INFORMATION DEFICIENCIES 2008
TP2009/055 MARKETS REGULATION – POLICY – REVIEW OF CONFLICTS OF INTEREST 2009
TP2009/056 MARKETS REGULATION – POLICY – REVIEW OF GN 7-12-14 & 17 2009

Files Created Between 1 January 2009 - 30 June 2009

NIL

Contact Officer:
Karolina Danger
Ph: 03 9655 3553
karolina.danger@takeovers.gov.au

Website address:
www.takeovers.gov.au